SEC Form 5 · accession 0001209191-19-008373
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Carvell Gorman
Officer — Chairman · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 9:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2018 | G | 3,720 | $0.00 | D | 1,273,268 | I | By James C. Gorman Trust |
| Common Stock | Jan 29, 2018 | G | 250 | $0.00 | D | 1,273,018 | I | By James C. Gorman Trust |
| Common Stock | Feb 1, 2018 | G | 100 | $0.00 | D | 1,272,918 | I | By James C. Gorman Trust |
| Common Stock | Aug 16, 2018 | G | 400 | $0.00 | D | 1,272,518 | I | By James C. Gorman Trust |
| Common Stock | Dec 20, 2018 | G | 900 | $0.00 | D | 1,271,618 | I | By James C. Gorman Trust |
| Common Stock (401-K Plan) | Mar 31, 2018 | J | 69 | $29.25 | A | 7,367 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Jun 30, 2018 | J | 38 | $35.00 | A | 7,405 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2018 | J | 49 | $36.50 | A | 7,454 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 6, 2018 | J | 770 | $32.51 | D | 6,684 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2018 | J | 526 | $32.41 | A | 7,210 | I | By 401-K Trust |
| Common StockF3 | Jan 9, 2018 | G | 3,720 | $0.00 | A | 3,935,657 | I | By family |
| Common StockF5 | Mar 13, 2018 | J | 335 | $30.43 | A | 3,935,992 | I | By family |
| Common StockF6 | Mar 31, 2018 | J | 251 | $29.25 | A | 3,936,243 | I | By family |
| Common StockF7 | Jun 12, 2018 | J | 296 | $33.20 | A | 3,936,539 | I | By family |
| Common StockF8 | Jun 30, 2018 | J | 127 | $35.00 | A | 3,936,666 | I | By family |
| Common StockF9 | Aug 16, 2018 | G | 400 | $0.00 | A | 3,937,066 | I | By family |
| Common StockF10 | Sep 12, 2018 | J | 271 | $36.41 | A | 3,937,337 | I | By family |
| Common StockF11 | Sep 30, 2018 | J | 169 | $36.50 | A | 3,937,506 | I | By family |
| Common StockF12 | Dec 12, 2018 | J | 5,449 | $34.20 | A | 3,942,955 | I | By family |
| Common StockF13 | Dec 31, 2018 | J | 3,921 | $32.41 | A | 3,946,876 | I | By family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under GRC 401(k) Plan.
- F10Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,232,722 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F11Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,232,891 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F12Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,238,340 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F13Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,242,261 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F2Balance reflects distribution of cash equivalent of 770 common shares required to be made by internal revenue code due to reporting person being over age 70 1/2.
- F3Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,231,042 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F4Shares acquired through dividend reinvestment.
- F5Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,231,377 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F6Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,231,628 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F7Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,231,924 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F8Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,232,051 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F9Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,232,451 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.