SEC Form 5 · accession 0001209191-18-008674
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Carvell Gorman
Officer — Chairman · Director · 10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | G | 3,915 | $0.00 | D | 1,278,107 | I | By James C. Gorman Trust |
| Common Stock | Nov 15, 2017 | G | 900 | $0.00 | D | 1,277,207 | I | By James C. Gorman Trust |
| Common Stock | Nov 27, 2017 | G | 219 | $0.00 | D | 1,276,988 | I | By James C. Gorman Trust |
| Common Stock (401-K Plan) | Mar 31, 2017 | J | 58 | $31.40 | A | 7,907 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Jun 30, 2017 | J | 78 | $25.47 | A | 7,985 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2017 | J | 44 | $32.57 | A | 8,029 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 5, 2017 | J | 794 | $31.89 | D | 7,235 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2017 | J | 63 | $31.21 | A | 7,298 | I | By 401-K Trust |
| Common StockF3 | Jan 4, 2017 | G | 3,915 | $0.00 | A | 3,929,913 | I | By family |
| Common StockF5 | Mar 1, 2017 | S | 8 | $31.76 | D | 3,929,905 | I | By family |
| Common StockF7 | Mar 15, 2017 | J | 283 | $32.00 | A | 3,930,188 | I | By family |
| Common StockF9 | Mar 23, 2017 | S | 50 | $30.15 | D | 3,930,138 | I | By family |
| Common StockF10 | Mar 31, 2017 | J | 173 | $31.40 | A | 3,930,311 | I | By family |
| Common StockF11 | Jun 14, 2017 | J | 352 | $25.73 | A | 3,930,663 | I | By family |
| Common StockF12 | Jun 30, 2017 | J | 326 | $25.47 | A | 3,930,989 | I | By family |
| Common StockF13 | Sep 12, 2017 | J | 302 | $30.28 | A | 3,931,291 | I | By family |
| Common StockF14 | Sep 30, 2017 | J | 104 | $32.57 | A | 3,931,395 | I | By family |
| Common StockF15 | Dec 12, 2017 | J | 316 | $31.49 | A | 3,931,711 | I | By family |
| Common StockF16 | Dec 31, 2017 | J | 226 | $31.21 | A | 3,931,937 | I | By family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under GRC 401(k) Plan.
- F10Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,696 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F11Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,048 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F12Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,374 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F13Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,676 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F14Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,780 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F15Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,227,096 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F16Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,227,322 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F2Distribution of cash equivalent of 794 common shares required to be made by internal revenue code due to reporting person being over age 70 1/2.
- F3Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,298 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F4Shares sold on March 1, 2017 are being reported late due to an inadvertent clerical error.
- F5Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,290 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F6Shares acquired through dividend reinvestment.
- F7Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,573 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F8Shares sold on March 23, 2017 are being reported late due to an inadvertent clerical era.
- F9Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,523 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.