SEC Form 5 · accession 0001209191-17-008512
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Gorman
Officer — President & CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 8, 2017 · 9:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (401-K Plan) | Mar 31, 2016 | J | 209 | $25.93 | A | 57,642 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Jun 30, 2016 | J | 143 | $27.41 | A | 57,785 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2016 | J | 257 | $25.61 | A | 58,042 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2016 | J | 70 | $30.95 | A | 58,112 | I | By 401-K Trust |
| Common StockF2 | Jan 8, 2016 | G | 3,450 | $0.00 | A | 750,696 | I | By family |
| Common StockF3 | Jan 8, 2016 | G | 575 | $0.00 | A | 640,771 | I | By Jeffrey S. Gorman Trust (BR) |
| Common StockF4 | Jan 8, 2016 | G | 575 | $0.00 | A | 122,831 | I | By Michele S. Gorman Trust (BR) |
| Common StockF3 | Jan 8, 2016 | G | 1,150 | $0.00 | D | 11,961 | I | By Jeffrey S. Gorman Trust (ML) |
| Common StockF4 | Jan 8, 2016 | G | 1,150 | $0.00 | D | 11,841 | I | By Michele S. Gorman Trust (ML) |
| Common StockF3 | holding | — | — | — | 125,000 | I | By 2011 Jeffrey S. Gorman Trust (Mechanics) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under GRC 401(k) Plan.
- F2Includes 633,875 shares owned by his children and 116,821 shares held in trust in which Mr. Gorman has a beneficial interest. Mr. Gorman disclaims beneficial ownership of all the shares referred to in this footnote.
- F3Shares held by the Jeffrey S. Gorman Trust (a revocable trust of which Jeffrey S. Gorman is sole trustee) for estate planning purposes.
- F4Shares held by the Michele S. Gorman Trust (a revocable trust of which Mr. Gorman's wife is sole trustee) for estate planning purposes.