SEC Form 5 · accession 0001209191-17-008511
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Carvell Gorman
Officer — Chairman · Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 8, 2017 · 9:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2016 | G | 69,675 | $0.00 | D | 1,283,022 | I | By James C. Gorman Trust |
| Common Stock | Dec 15, 2016 | G | 1,000 | $0.00 | D | 1,282,022 | I | By James C. Gorman Trust |
| Common Stock (401-K Plan) | Mar 31, 2016 | J | 67 | $25.93 | A | 8,314 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Jun 30, 2016 | J | 52 | $27.41 | A | 8,366 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2016 | J | 76 | $25.61 | A | 8,442 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 20, 2016 | J | 637 | $33.94 | D | 7,805 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2016 | J | 44 | $30.95 | A | 7,849 | I | By 401-K Trust |
| Common StockF3 | Jan 8, 2016 | G | 5,175 | $0.00 | A | 3,924,196 | I | By family |
| Common StockF5 | Mar 15, 2016 | J | 292 | $26.38 | A | 3,924,488 | I | By family |
| Common StockF6 | Mar 31, 2016 | J | 209 | $25.93 | A | 3,924,697 | I | By family |
| Common StockF7 | Jun 15, 2016 | J | 257 | $29.72 | A | 3,924,954 | I | By family |
| Common StockF8 | Jun 30, 2016 | J | 144 | $27.41 | A | 3,925,098 | I | By family |
| Common StockF9 | Sep 14, 2016 | J | 291 | $26.10 | A | 3,925,389 | I | By family |
| Common StockF10 | Sep 30, 2016 | J | 257 | $25.61 | A | 3,925,646 | I | By family |
| Common StockF11 | Dec 14, 2016 | J | 282 | $32.00 | A | 3,925,928 | I | By family |
| Common StockF12 | Dec 31, 2016 | J | 70 | $30.95 | A | 3,925,998 | I | By family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under GRC 401(k) Plan.
- F10Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,221,031 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F11Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,221,313 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F12Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,221,383 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F2Distribution of cash equivalent of 637 common shares required to be made by internal revenue code due to reporting person being over age 70 1/2.
- F3Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,219,581 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F4Shares acquired through dividend reinvestment.
- F5Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,219,873 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F6Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,220,082 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F7Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,220,339 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F8Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,220,483 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F9Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,220,774 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.