SEC Form 5 · accession 0001209191-16-098461
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Gorman
Officer — President & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 10:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (401-K Plan) | Jun 30, 2015 | J | 196 | $28.08 | A | 57,053 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2015 | J | 241 | $23.97 | A | 57,294 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2015 | J | 139 | $26.73 | A | 57,433 | I | By 401-K Trust |
| Common StockF3,F4 | Dec 18, 2015 | G | 12,124 | $0.00 | A | 747,246 | I | By family |
| Common StockF2 | holding | — | — | — | 125,000 | I | By 2011 Jeffrey S. Gorman Trust (Mechanics) | |
| Common StockF2 | holding | — | — | — | 640,196 | I | By Jeffrey S. Gorman Trust (BR) | |
| Common StockF5 | holding | — | — | — | 122,256 | I | By Michele S. Gorman Trust (BR) | |
| Common StockF2 | holding | — | — | — | 13,111 | I | By Jeffrey S. Gorman Trust (ML) | |
| Common StockF5 | holding | — | — | — | 12,991 | I | By Michele S. Gorman Trust (ML) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under GRC 401(k) Plan.
- F2Shares held by the Jeffrey S. Gorman Trust (a revocable trust of which Jeffrey S. Gorman is sole trustee) for estate planning purposes.
- F3Bona fide gift received without consideration.
- F4Includes 630,425 shares owned by his children and 116,821 shares held in trust in which Mr. Gorman has a beneficial interest. Mr. Gorman disclaims beneficial ownership of all the shares referred to in this footnote.
- F5Shares held by the Michele S. Gorman Trust (a revocable trust of which Mr. Gorman's wife is sole trustee) for estate planning purposes.