SEC Form 5 · accession 0001209191-16-098460
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Carvell Gorman
Officer — Chairman · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 10:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | G | 2,000 | $0.00 | D | 757,112 | I | By James C. Gorman Trust |
| Common StockF1 | Dec 18, 2015 | G | 30,310 | $0.00 | D | 726,802 | I | By James C. Gorman Trust |
| Common StockF1 | Dec 18, 2015 | G | 900 | $0.00 | D | 725,902 | I | By James C. Gorman Trust |
| Common StockF2 | Dec 23, 2015 | W | 691,295 | $0.00 | A | 1,417,197 | I | By James C. Gorman Trust |
| Common StockF1 | Dec 23, 2015 | G | 64,500 | $0.00 | D | 1,352,697 | I | By James C. Gorman Trust |
| Common Stock (401-K Plan) | Jun 30, 2015 | J | 62 | $28.08 | A | 9,040 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2015 | J | 73 | $23.97 | A | 9,113 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Oct 30, 2015 | J | 926 | $28.59 | D | 8,187 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2015 | J | 60 | $26.73 | A | 8,247 | I | By 401-K Trust |
| Common StockF6 | Jun 15, 2015 | J | 259 | $29.24 | A | 4,578,851 | I | By family |
| Common StockF7 | Jun 30, 2015 | J | 196 | $28.08 | A | 4,579,047 | I | By family |
| Common StockF8 | Sep 15, 2015 | J | 319 | $23.03 | A | 4,579,366 | I | By family |
| Common StockF9 | Sep 30, 2015 | J | 241 | $23.97 | A | 4,579,607 | I | By family |
| Common StockF10 | Dec 15, 2015 | J | 260 | $28.18 | A | 4,579,867 | I | By family |
| Common StockF11,F12 | Dec 18, 2015 | G | 30,310 | $0.00 | A | 4,610,177 | I | By family |
| Common StockF13,F14 | Dec 23, 2015 | W | 691,295 | $0.00 | D | 3,918,882 | I | By family |
| Common StockF15 | Dec 31, 2015 | J | 139 | $26.73 | A | 3,919,021 | I | By family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift made without consideration.
- F10Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,183,957 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F11Bona fide gift received without consideration.
- F12Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,214,267 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F13The shares were transferred to the reporting person from the Marjorie N. Gorman Turst by will or through the laws of descent and distribution.
- F14Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,214,267 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F15Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,214,406 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F2The shares were acquired by the reporting person by will or through the laws of descent and distribution. Prior to the acquisition, the shares were reported as held indirectly by family.
- F3Shares acquired under GRC 401(k) Plan.
- F4Distribution of cash equivalent of 926 common shares required to be made by internal revenue code due to reporting person being over age 70 1/2.
- F5Shares acquired through dividend reinvestment.
- F6Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,182,941 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F7Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,183,137 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F8Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,183,456 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F9Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,183,697 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.