SEC Form 5 · accession 0001209191-15-014387
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Carvell Gorman
Officer — Chairman · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2014 | G | 8,375 | $0.00 | D | 769,372 | I | By James C. Gorman Trust |
| Common StockF1 | Dec 26, 2014 | G | 1,700 | $0.00 | D | 767,672 | I | By James C. Gorman Trust |
| Common StockF2,F3 | Feb 6, 2014 | G | 7,875 | $0.00 | A | 4,568,148 | I | By family |
| Common StockF5 | Mar 13, 2014 | J | 201 | $32.6172 | A | 4,568,349 | I | By family |
| Common StockF7 | Mar 31, 2014 | J | 205 | $31.79 | A | 4,568,554 | I | By family |
| Common StockF8 | Jun 13, 2014 | J | 197 | $34.5939 | A | 4,568,751 | I | By family |
| Common StockF9 | Jun 30, 2014 | J | 59 | $35.37 | A | 4,568,810 | I | By family |
| Common StockF10 | Sep 15, 2014 | J | 206 | $31.0882 | A | 4,569,016 | I | By family |
| Common StockF11 | Sep 30, 2014 | J | 196 | $30.04 | A | 4,569,212 | I | By family |
| Common StockF12 | Dec 15, 2014 | J | 234 | $30.3413 | A | 4,569,446 | I | By family |
| Common StockF13 | Dec 31, 2014 | J | 110 | $32.12 | A | 4,569,556 | I | By family |
| Common Stock (401-K Plan) | Mar 31, 2014 | J | 63 | $31.79 | A | 9,631 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Jun 30, 2014 | J | 28 | $35.37 | A | 9,659 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2014 | J | 57 | $30.04 | A | 9,716 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Nov 7, 2014 | J | 863 | $32.49 | D | 8,853 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2014 | J | 53 | $32.12 | A | 8,906 | I | By 401-K Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift made without consideration.
- F10Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,173,106 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F11Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,173,302 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F12Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,173,537 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F13Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,173,647 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F14Distribution of cash equivalent of 863 common shares required to be made by internal revenue code due to reporting person being over age 70 1/2.
- F2Bona fide gift received without consideration.
- F3Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,172,238 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F4Shares acquired through dividend reinvestment.
- F5Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,172,439 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F6Shares acquired under GRC 401(k) Plan.
- F7Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,172,644 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F8Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,172,841 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F9Includes 691,295 shares owned by the Marjorie N. Gorman Trust (of which Mr. Gorman's wife is sole trustee) and 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,172,900 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.