SEC Form 4 · accession 0001209191-17-052976
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Zekoski
Officer — Sr VP Opers & Chief Tech Ofcr
Period of report
Sep 13, 2017
Accepted (ET)
Sep 15, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2017 | M | 3,277 | $26.74 | A | 15,152 | D | |
| Common Stock | Sep 13, 2017 | F | 2,995 | $32.4485 | D | 12,157 | D | |
| Common Stock | Sep 13, 2017 | M | 4,915 | $4.81 | A | 17,072 | D | |
| Common Stock | Sep 13, 2017 | F | 2,740 | $32.4485 | D | 14,332 | D | |
| Common StockF1 | holding | — | — | — | 2,412 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2005 Plan OptionF2,F3 | $26.74 | Sep 13, 2017 | M | 3,277 | D | Feb 21, 2012 | Feb 21, 2018 | Common Stock | 3,277 | 0 | D |
| 2008 Plan OptionF4,F5 | $4.81 | Sep 13, 2017 | M | 4,915 | D | Feb 26, 2013 | Feb 26, 2019 | Common Stock | 4,915 | 0 | D |
Explanation of responses
- F1Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of September 13, 2017 as reported by the Plan Trustee.
- F2Non-Qualified Stock Option in respect of shares of common stock granted under the 2005 Performance Plan.
- F3The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/21/2008).
- F4Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F5The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/26/2009).