SEC Form 4 · accession 0001209191-17-021107
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Noechel
Officer — SVP, Business Transformation
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 13,963 | $12.94 | A | 63,852 | D | |
| Common StockF1 | Mar 15, 2017 | F | 9,242 | $36.8856 | D | 54,610 | D | |
| Common StockF1 | Mar 15, 2017 | S | 4,721 | $36.8856 | D | 49,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Plan OptionF2,F3 | $12.94 | Mar 15, 2017 | M | 13,963 | D | Feb 27, 2016 | Feb 27, 2022 | Common Stock | 13,963 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $36.88 to $36.905. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected.
- F2Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F3The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (February 27, 2012).