SEC Form 4 · accession 0001209191-16-151870

· GT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President and Controller

Period of report

Nov 22, 2016

Accepted (ET)

Nov 23, 2016 · 11:51 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000042582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 22, 2016	M	950	$24.71	A	950	D
Common Stock	Nov 22, 2016	F	837	$30.42	D	113	D
Common Stock	Nov 22, 2016	M	988	$26.74	A	1,101	D
Common Stock	Nov 22, 2016	F	914	$30.42	D	187	D
Common Stock	Nov 22, 2016	M	439	$12.74	A	626	D
Common Stock	Nov 22, 2016	F	271	$30.42	D	355	D
Common Stock	Nov 22, 2016	M	904	$13.91	A	1,259	D
Common Stock	Nov 22, 2016	F	580	$30.42	D	679	D
Common Stock	Nov 22, 2016	M	1,472	$12.94	A	2,151	D
Common Stock	Nov 22, 2016	F	913	$30.42	D	1,238	D
Common Stock	Nov 22, 2016	M	1,569	$12.98	A	2,807	D
Common Stock	Nov 22, 2016	F	975	$30.42	D	1,832	D
Common Stock^F1	holding	—	—		—	3,133	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2005 Plan Option^F2,F3	$24.71	Nov 22, 2016	M	950	D	Feb 27, 2011	Feb 27, 2017	Common Stock	950	0	D
2005 Plan Option^F2,F4	$26.74	Nov 22, 2016	M	988	D	Feb 21, 2012	Feb 21, 2018	Common Stock	988	0	D
2008 Plan Option^F5,F6	$12.74	Nov 22, 2016	M	439	D	Feb 23, 2014	Feb 23, 2020	Common Stock	439	0	D
2008 Plan Option^F5,F7	$13.91	Nov 22, 2016	M	904	D	Feb 22, 2015	Feb 22, 2021	Common Stock	904	0	D
2008 Plan Option^F5,F8	$12.94	Nov 22, 2016	M	1,472	D	Feb 27, 2016	Feb 27, 2022	Common Stock	1,472	0	D
2008 Plan Option^F5,F9	$12.98	Nov 22, 2016	M	1,569	D	Feb 28, 2016	Feb 28, 2023	Common Stock	1,569	524	D

F1Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of November 22, 2016 as reported by the Plan Trustee.
F2Non-Qualified Stock Option in respect of shares of common stock granted under the 2005 Performance Plan.
F3The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2007).
F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/21/2008).
F5Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
F6The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/23/2010).
F7The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/22/2011).
F8The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2012).
F9The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/28/2013).