SEC Form 4 · accession 0001209191-16-137394
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Smith
Officer — Sr VP, Global Operations
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | M | 60,937 | $13.64 | A | 142,136 | D | |
| Common Stock | Aug 12, 2016 | F | 44,006 | $29.31 | D | 98,130 | D | |
| Common Stock | Aug 12, 2016 | M | 60,225 | $12.98 | A | 158,355 | D | |
| Common Stock | Aug 12, 2016 | F | 42,782 | $29.31 | D | 115,573 | D | |
| Common Stock | Aug 12, 2016 | M | 20,075 | $26.44 | A | 135,648 | D | |
| Common Stock | Aug 12, 2016 | F | 19,083 | $29.31 | D | 116,565 | D | |
| Common Stock | Aug 12, 2016 | M | 13,754 | $27.16 | A | 130,319 | D | |
| Common Stock | Aug 12, 2016 | F | 13,251 | $29.31 | D | 117,068 | D | |
| Common Stock | Aug 12, 2016 | S | 35,869 | $29.31 | D | 81,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Plan OptionF1,F2 | $13.64 | Aug 12, 2016 | M | 60,937 | D | Oct 24, 2015 | Oct 24, 2021 | Common Stock | 60,937 | 0 | D |
| 2008 Plan OptionF1,F3 | $12.98 | Aug 12, 2016 | M | 60,225 | D | Feb 28, 2016 | Feb 28, 2023 | Common Stock | 60,225 | 20,076 | D |
| 2013 Plan OptionF4,F5 | $26.44 | Aug 12, 2016 | M | 20,075 | D | Feb 24, 2016 | Feb 24, 2024 | Common Stock | 20,075 | 20,075 | D |
| 2013 Plan OptionF4,F6 | $27.16 | Aug 12, 2016 | M | 13,754 | D | Feb 23, 2016 | Feb 23, 2025 | Common Stock | 13,754 | 41,263 | D |
Explanation of responses
- F1Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F2The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (10/24/2011).
- F3The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (02/28/2013).
- F4Non-Qualified Stock Option in respect of shares of common stock granted under the 2013 Performance Plan.
- F5The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (02/24/2014).
- F6The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (02/23/2015).