SEC Form 4 · accession 0001209191-16-113034
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurette T Koellner
Director
Period of report
Jan 4, 2016
Accepted (ET)
Apr 5, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | — | Apr 1, 2016 | A | 1,077 | A | — | — | Common Stock | 1,077 | 4,755 | D |
| Restricted Stock UnitsF4,F2 | — | Jan 4, 2016 | A | 488 | A | — | — | Common Stock | 488 | 488 | D |
| Restricted Stock UnitsF4,F5,F2 | — | Apr 1, 2016 | A | 481 | A | — | — | Common Stock | 481 | 970 | D |
Explanation of responses
- F1Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.
- F2Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.
- F3Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.
- F4RSUs accrued, pursuant to an election by the reporting person, to the Retainer Deferral Account of the reporting person in accordance with the Plan.
- F5Total RSUs accrued to the Retainer Deferral Account of the reporting person as of the date of this statement.