SEC Form 4 · accession 0001209191-15-085352
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel L Smytka
Officer — President, Asia-Pacific Region
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 6,407 | $26.44 | A | 43,715 | D | |
| Common StockF1 | Dec 11, 2015 | F | 5,789 | $32.4771 | D | 37,926 | D | |
| Common Stock | Dec 11, 2015 | M | 2,248 | $10.87 | A | 40,174 | D | |
| Common StockF1 | Dec 11, 2015 | F | 1,462 | $32.4771 | D | 38,712 | D | |
| Common Stock | Dec 11, 2015 | M | 25,737 | $14.27 | A | 64,449 | D | |
| Common StockF1 | Dec 11, 2015 | F | 18,165 | $32.4771 | D | 46,284 | D | |
| Common StockF1 | Dec 11, 2015 | S | 4,484 | $32.4771 | D | 41,800 | D | |
| Common StockF2 | holding | — | — | — | 4,684 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2013 Plan OptionF3,F4 | $26.44 | Dec 11, 2015 | M | 6,407 | D | Feb 24, 2015 | Feb 24, 2024 | Common Stock | 6,407 | 19,221 | D |
| 2008 Plan OptionF5,F6 | $10.87 | Dec 11, 2015 | M | 2,248 | D | Oct 5, 2014 | Oct 5, 2020 | Common Stock | 2,248 | 0 | D |
| 2008 Plan OptionF5,F7 | $14.27 | Dec 11, 2015 | M | 25,737 | D | Dec 6, 2015 | Dec 6, 2021 | Common Stock | 25,737 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $32.37 to $32.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of December 11, 2015 as reported by the Plan Trustee.
- F3Non-Qualified Stock Option in respect of shares of common stock granted under the 2013 Performance Plan.
- F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/24/2014).
- F5Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F6The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (10/5/2010).
- F7The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (12/6/2011).