SEC Form 4 · accession 0001209191-15-078693
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Claude Kihn
Officer — President, Latin America
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | M | 2,500 | $17.15 | A | 69,734 | D | |
| Common StockF1 | Nov 3, 2015 | F | 1,874 | $33.1845 | D | 67,860 | D | |
| Common StockF1 | Nov 3, 2015 | S | 626 | $33.1845 | D | 67,234 | D | |
| Common StockF2 | holding | — | — | — | 1,180 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2005 Plan OptionF3,F4 | $17.15 | Nov 3, 2015 | M | 2,500 | D | Dec 6, 2009 | Dec 6, 2015 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $33.18 to $33.1856. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of November 3, 2015 as reported by the Plan Trustee.
- F3Non-Qualified Stock Option in respect of shares of common stock granted under the 2005 Performance Plan.
- F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (12/6/2005).