SEC Form 4 · accession 0001209191-15-064042
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Kramer
Officer — Chairman of the Bd, CEO & Pres · Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 26,000 | $17.15 | A | 459,864 | D | |
| Common StockF1 | Aug 3, 2015 | F | 20,167 | $30.2046 | D | 439,697 | D | |
| Common Stock | Aug 3, 2015 | M | 55,000 | $24.71 | A | 494,697 | D | |
| Common StockF1 | Aug 3, 2015 | F | 49,859 | $30.2046 | D | 444,838 | D | |
| Common Stock | Aug 3, 2015 | M | 10,573 | $25.33 | A | 455,411 | D | |
| Common StockF1 | Aug 3, 2015 | F | 9,698 | $30.2046 | D | 445,713 | D | |
| Common Stock | Aug 3, 2015 | M | 10,100 | $27.93 | A | 455,813 | D | |
| Common StockF1 | Aug 3, 2015 | F | 9,719 | $30.2046 | D | 446,094 | D | |
| Common Stock | Aug 3, 2015 | M | 50,740 | $26.74 | A | 496,834 | D | |
| Common StockF1 | Aug 3, 2015 | F | 47,781 | $30.2046 | D | 449,053 | D | |
| Common StockF1 | Aug 3, 2015 | S | 15,189 | $30.2046 | D | 433,864 | D | |
| Common StockF2 | holding | — | — | — | 217 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2005 Plan OptionF3,F4 | $17.15 | Aug 3, 2015 | M | 26,000 | D | Dec 6, 2009 | Dec 6, 2015 | Common Stock | 26,000 | 0 | D |
| 2005 Plan OptionF3,F5 | $24.71 | Aug 3, 2015 | M | 55,000 | D | Feb 27, 2011 | Feb 27, 2017 | Common Stock | 55,000 | 0 | D |
| 2005 Plan OptionF3,F6 | $25.33 | Aug 3, 2015 | M | 10,573 | D | Sep 13, 2008 | Dec 6, 2015 | Common Stock | 10,573 | 0 | D |
| 2005 Plan OptionF3,F7 | $27.93 | Aug 3, 2015 | M | 10,100 | D | Dec 12, 2008 | Dec 6, 2015 | Common Stock | 10,100 | 0 | D |
| 2005 Plan OptionF3,F8 | $26.74 | Aug 3, 2015 | M | 50,740 | D | Feb 21, 2012 | Feb 21, 2018 | Common Stock | 50,740 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $30.01 to $30.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected.
- F2Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of August 3, 2015 as reported by the Plan Trustee.
- F3Non-Qualified Stock Option in respect of shares of common stock granted under the 2005 Performance Plan.
- F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (12/6/2005).
- F5The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2007).
- F6The option vested and became exercisable one year after the date of grant (9/13/2007).
- F7The option vested and became exercisable one year after the date of grant (12/12/2007).
- F8The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/21/2008).