SEC Form 4 · accession 0001209191-15-052751
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel L Smytka
Officer — President, Asia-Pacific Region
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2015 | I | 4,671 | $31.39 | A | 4,671 | I | 401(k) Plan |
| Common Stock | Jun 11, 2015 | M | 24,371 | $12.98 | A | 61,679 | D | |
| Common StockF2 | Jun 11, 2015 | F | 16,868 | $31.4332 | D | 44,811 | D | |
| Common Stock | Jun 11, 2015 | M | 31,789 | $12.94 | A | 76,600 | D | |
| Common StockF2 | Jun 11, 2015 | F | 21,981 | $31.4332 | D | 54,619 | D | |
| Common Stock | Jun 11, 2015 | M | 3,782 | $12.74 | A | 58,401 | D | |
| Common StockF2 | Jun 11, 2015 | F | 2,602 | $31.4332 | D | 55,799 | D | |
| Common Stock | Jun 11, 2015 | M | 12,277 | $13.91 | A | 68,076 | D | |
| Common StockF2 | Jun 11, 2015 | F | 8,689 | $31.4332 | D | 59,387 | D | |
| Common StockF2 | Jun 11, 2015 | S | 22,079 | $31.4332 | D | 37,308 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Plan OptionF3,F4 | $12.98 | Jun 11, 2015 | M | 24,371 | D | Feb 28, 2015 | Feb 28, 2023 | Common Stock | 24,371 | 24,372 | D |
| 2008 Plan OptionF3,F5 | $12.94 | Jun 11, 2015 | M | 31,789 | D | Feb 27, 2015 | Feb 27, 2022 | Common Stock | 31,789 | 10,597 | D |
| 2008 Plan OptionF3,F6 | $12.74 | Jun 11, 2015 | M | 3,782 | D | Feb 23, 2014 | Feb 23, 2020 | Common Stock | 3,782 | 0 | D |
| 2008 Plan OptionF3,F7 | $13.91 | Jun 11, 2015 | M | 12,277 | D | Feb 22, 2015 | Feb 22, 2021 | Common Stock | 12,277 | 0 | D |
Explanation of responses
- F1Purchase of shares under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of June 10, 2015 as reported by the Plan Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $31.38 to $31.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/28/2013).
- F5The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2012).
- F6The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/23/2010).
- F7The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/22/2011).