SEC Form 4 · accession 0001209191-15-051869
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren R Wells
Officer — President, EMEA
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 20,125 | $4.81 | A | 136,847 | D | |
| Common StockF1 | Jun 8, 2015 | F | 11,186 | $31.1681 | D | 125,661 | D | |
| Common Stock | Jun 8, 2015 | M | 68,079 | $12.74 | A | 193,740 | D | |
| Common StockF1 | Jun 8, 2015 | F | 46,970 | $31.1681 | D | 146,770 | D | |
| Common Stock | Jun 8, 2015 | M | 70,405 | $13.91 | A | 217,175 | D | |
| Common StockF1 | Jun 8, 2015 | F | 49,968 | $31.1681 | D | 167,207 | D | |
| Common Stock | Jun 8, 2015 | M | 62,360 | $12.94 | A | 229,567 | D | |
| Common StockF1 | Jun 8, 2015 | F | 43,235 | $31.1681 | D | 186,332 | D | |
| Common StockF1 | Jun 8, 2015 | S | 69,610 | $31.1681 | D | 116,722 | D | |
| Common StockF2 | holding | — | — | — | 142 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Plan OptionF3,F4 | $4.81 | Jun 8, 2015 | M | 20,125 | D | Feb 26, 2013 | Feb 26, 2019 | Common Stock | 20,125 | 0 | D |
| 2008 Plan OptionF3,F5 | $12.74 | Jun 8, 2015 | M | 68,079 | D | Feb 23, 2014 | Feb 23, 2020 | Common Stock | 68,079 | 0 | D |
| 2008 Plan OptionF3,F6 | $13.91 | Jun 8, 2015 | M | 70,405 | D | Feb 22, 2015 | Feb 22, 2021 | Common Stock | 70,405 | 0 | D |
| 2008 Plan OptionF3,F7 | $12.94 | Jun 8, 2015 | M | 62,360 | D | Feb 27, 2015 | Feb 27, 2022 | Common Stock | 62,360 | 20,787 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $31.10 to $31.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of June 8, 2015 as reported by the Plan Trustee.
- F3Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/26/2009).
- F5The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/23/2010).
- F6The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/22/2011).
- F7The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2012).