SEC Form 4 · accession 0001209191-15-051864
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Noechel
Officer — Vice President and Controller
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 5,000 | $24.71 | A | 46,791 | D | |
| Common StockF1 | Jun 8, 2015 | F | 4,463 | $31.2134 | D | 42,328 | D | |
| Common Stock | Jun 8, 2015 | M | 10,087 | $26.74 | A | 52,415 | D | |
| Common StockF1 | Jun 8, 2015 | F | 9,347 | $31.2134 | D | 43,068 | D | |
| Common Stock | Jun 8, 2015 | M | 25,397 | $13.91 | A | 68,465 | D | |
| Common StockF1 | Jun 8, 2015 | F | 18,075 | $31.2134 | D | 50,390 | D | |
| Common Stock | Jun 8, 2015 | M | 15,000 | $12.94 | A | 65,390 | D | |
| Common StockF1 | Jun 8, 2015 | F | 10,432 | $31.2134 | D | 54,958 | D | |
| Common Stock | Jun 8, 2015 | M | 24,962 | $12.74 | A | 79,920 | D | |
| Common StockF1 | Jun 8, 2015 | F | 17,276 | $31.2134 | D | 62,644 | D | |
| Common StockF1 | Jun 8, 2015 | S | 20,853 | $31.2134 | D | 41,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2005 Plan OptionF2,F3 | $24.71 | Jun 8, 2015 | M | 5,000 | D | Feb 27, 2011 | Feb 27, 2017 | Common Stock | 5,000 | 0 | D |
| 2005 Plan OptionF2,F4 | $26.74 | Jun 8, 2015 | M | 10,087 | D | Feb 21, 2012 | Feb 21, 2018 | Common Stock | 10,087 | 0 | D |
| 2008 Plan OptionF5,F6 | $13.91 | Jun 8, 2015 | M | 25,397 | D | Feb 22, 2015 | Feb 22, 2021 | Common Stock | 25,397 | 0 | D |
| 2008 Plan OptionF5,F7 | $12.94 | Jun 8, 2015 | M | 15,000 | D | Feb 27, 2015 | Feb 27, 2022 | Common Stock | 15,000 | 13,963 | D |
| 2008 PlanF5,F8 | $12.74 | Jun 8, 2015 | M | 24,962 | D | Feb 23, 2014 | Feb 23, 2020 | Common Stock | 24,962 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $31.11 to $31.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Non-Qualified Stock Option in respect of shares of common stock granted under the 2005 Performance Plan.
- F3The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2007).
- F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/21/2008).
- F5Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F6The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/22/2011).
- F7The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2012).
- F8The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/23/2010).