SEC Form 4 · accession 0001209191-15-051862
GOODYEAR TIRE & RUBBER CO /OH/ · GT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R McClellan
Officer — Pres., North America
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 16,071 | $9.88 | A | 76,657 | D | |
| Common StockF1 | Jun 8, 2015 | F | 10,352 | $31.2227 | D | 66,305 | D | |
| Common Stock | Jun 8, 2015 | M | 33,429 | $4.81 | A | 99,734 | D | |
| Common StockF1 | Jun 8, 2015 | F | 18,693 | $31.2227 | D | 81,041 | D | |
| Common Stock | Jun 8, 2015 | M | 22,632 | $12.74 | A | 103,673 | D | |
| Common StockF1 | Jun 8, 2015 | F | 15,662 | $31.2227 | D | 88,011 | D | |
| Common Stock | Jun 8, 2015 | M | 4,500 | $17.15 | A | 92,511 | D | |
| Common StockF1 | Jun 8, 2015 | F | 3,447 | $31.2227 | D | 89,064 | D | |
| Common StockF1 | Jun 8, 2015 | S | 28,478 | $31.2227 | D | 60,586 | D | |
| Common StockF2 | holding | — | — | — | 980 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Plan OptionF3,F4 | $9.88 | Jun 8, 2015 | M | 16,071 | D | Oct 4, 2014 | Oct 4, 2021 | Common Stock | 16,071 | 5,357 | D |
| 2008 Plan OptionF3,F5 | $4.81 | Jun 8, 2015 | M | 33,429 | D | Feb 26, 2013 | Feb 26, 2019 | Common Stock | 33,429 | 0 | D |
| 2008 Plan OptionF3,F6 | $12.74 | Jun 8, 2015 | M | 22,632 | D | Feb 23, 2014 | Feb 23, 2020 | Common Stock | 22,632 | 0 | D |
| 2005 Plan OptionF7,F8 | $17.15 | Jun 8, 2015 | M | 4,500 | D | Dec 6, 2009 | Dec 6, 2015 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $31.05 to $31.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of June 8, 2015 as reported by the Plan Trustee.
- F3Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
- F4The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (10/4/2011).
- F5The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/26/2009).
- F6The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/23/2010).
- F7Non-Qualified Stock Option in respect of shares of common stock granted under the 2005 Performance Plan.
- F8The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (12/6/2005).