SEC Form 5 · accession 0001144204-16-113214
GOLDEN ENTERPRISES INC · GLDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Jones
Officer — EVP of Operations · Director
Period of report
Jun 3, 2016
Accepted (ET)
Jul 15, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jun 16, 2015 | L | 12 | $4.20 | A | 0 | D | |
| Common StockF1,F3 | Jul 21, 2015 | L | 12 | $4.14 | A | 0 | D | |
| Common StockF1,F3 | Aug 18, 2015 | L | 12 | $4.17 | A | 0 | D | |
| Common StockF1,F3 | Sep 15, 2015 | L | 12 | $4.06 | A | 0 | D | |
| Common StockF1,F3 | Oct 20, 2015 | L | 12 | $4.20 | A | 0 | D | |
| Common StockF1,F3 | Nov 17, 2015 | L | 11 | $4.75 | A | 0 | D | |
| Common StockF1,F3 | Dec 15, 2015 | L | 11 | $4.62 | A | 0 | D | |
| Common StockF1,F3 | Jan 19, 2016 | L | 11 | $4.74 | A | 0 | D | |
| Common StockF1,F3 | Feb 16, 2016 | L | 10 | $4.78 | A | 0 | D | |
| Common StockF1,F3 | Mar 15, 2016 | L | 11 | $4.63 | A | 0 | D | |
| Common StockF1,F3 | Apr 19, 2016 | L | 9 | $5.81 | A | 0 | D | |
| Common StockF1 | May 17, 2016 | L | 9 | $5.60 | A | 2,117 | D | |
| Common StockF2 | holding | — | — | — | 5,231,128 | I | By SYB, Inc. | |
| Common StockF2 | holding | — | — | — | 600,279 | I | By Testa-mentary Marital Trust | |
| Common Stock | holding | — | — | — | 2,208 | I | By Golden Flake Snack Foods, Inc. 401(k) Plan and Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases are part of automatic investment program of $46 per month and reinvestment of dividends in Golden Enterprises, Inc. Common Stock.
- F2As a Company Director, Mr. Jones will serve on the Voting Committee created under the Last Will and Testament/Trusts and SYB, Inc. Common Stock Trust created by Sloan Y. Bashinsky, Sr. (AMr. Bashinsky@). The Voting Committee, presently made up of eight members (seven members of the Issuer=s Board of Directors and one member selected by the Personal Representatives and Trustees of Mr. Bashinsky=s Estate/Trusts), votes the shares of Issuer=s stock owned by the Marital Trust created by the Last Will and Testament of Mr. Bashinsky (ATestamentary Trust@) (600,279 Shares) and the shares owned by SYB, Inc. (5,231,128 Shares). Mr. Jones disclaims beneficial ownership of such Shares. The Voting Committee has previously executed a Schedule 13D on behalf of a Voting Group of the Testamentary Trust and the SYB, Inc. Common Stock Trust.
- F3Total number of shares owned at end of year is shown after last purchase.