SEC Form 4 · accession 0001127602-19-006774
GLATFELTER P H CO · GLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dante C Parrini
Officer — Chairman, President and CEO · Director
Period of report
Feb 18, 2019
Accepted (ET)
Feb 19, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000041719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Feb 18, 2019 | M | 169,510 | $13.95 | A | 404,936 | D | |
| Common Stock, Par Value $.01F1 | Feb 18, 2019 | F | 14,253 | $13.95 | D | 390,683 | D | |
| Common Stock, Par Value $.01F2,F3 | Feb 18, 2019 | D | 120,419 | — | D | 270,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Only Stock Appreciation Rights | $9.91 | Feb 18, 2019 | M | 169,510 | D | May 5, 2010 | May 5, 2019 | Common Stock, Par Value $.01 | 169,510 | 0 | D |
Explanation of responses
- F1These shares are being withheld to satisfy tax obligations.
- F2The Company grants SARs that are settled in stock. These units repesent the difference between the number of Stock-Only SARs granted, versus the number received in settlement or withheld for taxes.
- F3Not applicable to this transaction