SEC Form 4 · accession 0001127602-17-016992
GLATFELTER P H CO · GLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee C Stewart
Director
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 10:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000041719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | May 3, 2017 | M | 3,436 | $18.97 | A | 40,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 4, 2017 | A | 6,253 | A | May 4, 2018 | May 4, 2018 | Common Stock, Par Value $.01 | 6,253 | 6,253 | D |
| Restricted Stock UnitsF1,F2 | — | May 3, 2017 | M | 3,436 | D | — | May 3, 2017 | Common Stock, Par Value $.01 | 3,436 | 0 | D |
Explanation of responses
- F1Not applicable to this transaction. RSUs have no value until all restrictions lapse on the final vesting date.
- F2This grant vests one-third on 5/1/2015, one-third on 5/1/2016 and the final one-third vests, and all restrictions lapse, on 5/1/2017.