SEC Form 4 · accession 0001127602-16-043896
GLATFELTER P H CO · GLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Sullivan
Officer — V. P. Global Supply Chain
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000041719
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Only Stock Appreciation RightsF2 | $9.91 | Feb 25, 2016 | D | 53,190 | D | May 5, 2010 | May 5, 2019 | Common Stock, Par Value $.01 | 53,190 | 0 | D |
| Stock Only Stock Appreciation RightsF2 | $9.91 | Feb 25, 2016 | A | 53,190 | A | May 5, 2010 | May 5, 2019 | Common Stock, Par Value $.01 | 53,190 | 53,190 | D |
| Stock Only Stock Appreciation Rights | $13.95 | Feb 25, 2016 | D | 20,800 | D | Mar 3, 2011 | Mar 3, 2020 | Common Stock, Par Value $.01 | 20,800 | 0 | D |
| Stock Only Stock Appreciation Rights | $13.95 | Feb 25, 2016 | A | 20,800 | A | Mar 3, 2011 | Mar 3, 2020 | Common Stock, Par Value $.01 | 20,800 | 20,800 | D |
| Stock Only Stock Appreciation RightsF5 | $12.56 | Feb 25, 2016 | D | 16,100 | D | Mar 3, 2012 | Mar 3, 2021 | Common Stock, Par Value $.01 | 16,100 | 0 | D |
| Stock Only Stock Appreciation RightsF5 | $12.56 | Feb 25, 2016 | A | 16,100 | A | Mar 3, 2012 | Mar 3, 2021 | Common Stock, Par Value $.01 | 16,100 | 16,100 | D |
| Stock Only Stock Appreciation RightsF7 | $15.61 | Feb 25, 2016 | D | 17,090 | D | — | Mar 6, 2022 | Common Stock, Par Value $.01 | 17,090 | 0 | D |
| Stock Only Stock Appreciation RightsF7 | $15.61 | Feb 25, 2016 | A | 17,090 | A | — | Mar 6, 2022 | Common Stock, Par Value $.01 | 17,090 | 17,090 | D |
Explanation of responses
- F1Amendment of outstanding SAR resulting in deemed cancellation of SAR and re-grant of replacement SAR. The SAR was originally granted on May 5, 2009 and was amended to extend the post-termination exercise period from 3 months to 3 years.
- F2These SOSARs vest 1/3 in 2010, 2011, 2012 respectively.
- F3Amendment of outstanding SAR resulting in deemed cancellation of SAR and re-grant of replacement SAR. The SAR was originally granted on March 3, 2010 and was amended to extend the post-termination exercise period from 3 months to 3 years.
- F4Amendment of outstanding SAR resulting in deemed cancellation of SAR and re-grant of replacement SAR. The SAR was originally granted on March 3, 2011 and was amended to extend the post-termination exercise period from 3 months to 3 years.
- F5These SOSARs vest in thirds on the anniversary dates of the grant in 2012, 2013 and 2014 respectively.
- F6Amendment of outstanding SAR resulting in deemed cancellation of SAR and re-grant of replacement SAR. The SAR was originally granted on March 6, 2012 and was amended to extend the post-termination exercise period from 3 months to 3 years.
- F7These SOSARs vest in thirds on the anniversary dates of the grant in 2013, 2014 and 2015 respectively.