SEC Form 4 · accession 0001127602-16-043842
GLATFELTER P H CO · GLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent K. Matsumoto
Officer — VP, Gnl. Counsel & Secretary
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000041719
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Only Stock Appreciation RightsF1 | $17.27 | Feb 25, 2016 | A | 47,372 | A | — | Feb 25, 2026 | Common Stock, Par Value $.01 | 47,372 | 47,372 | D |
| Performance Stock AwardF3,F2,F4 | — | Feb 25, 2016 | A | 10,857 | A | Jan 1, 2019 | Mar 15, 2019 | Common Stock, Par Value $.01 | 10,857 | 10,857 | D |
Explanation of responses
- F1These SOSARs vest in thirds on the anniversary dates of the grant in 2017, 2018 and 2019, respectively.
- F2Not applicable to this transaction
- F3PSA Award amount reflects a target number. Actual payout will range from 0% to 200% of target subject to attainment of performance goals.
- F4This is a Performance Share Award with a performance period of 1/1/2016-12/31/2017, and a one year vesting tail through 12/31/2018.