SEC Form 4 · accession 0001209191-19-008748
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 8, 2019 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2019 | M | 3,000 | $60.97 | A | 203,922 | D | |
| Common Stock | Feb 8, 2019 | S | 100 | $80.30 | D | 203,822 | D | |
| Common StockF2 | Feb 8, 2019 | S | 2,900 | $81.08 | D | 200,922 | D | |
| Common StockF3 | holding | — | — | — | 20,147 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $60.97 | Feb 8, 2019 | M | 3,000 | D | — | May 9, 2020 | Common Stock | 3,000 | 105,999 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.58 per share to $81.47 per share.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 1/31/2019.
- F4This stock option was originally scheduled to vest in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.