SEC Form 4 · accession 0001209191-18-057026
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 2, 2018 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2018 | M | 1,999 | $25.25 | A | 144,251 | D | |
| Common Stock | Nov 2, 2018 | M | 1,001 | $60.97 | A | 145,252 | D | |
| Common StockF2 | Nov 2, 2018 | S | 2,100 | $85.96 | D | 143,152 | D | |
| Common StockF3 | Nov 2, 2018 | S | 900 | $86.93 | D | 142,252 | D | |
| Common StockF4 | holding | — | — | — | 19,961 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $25.25 | Nov 2, 2018 | M | 1,999 | D | — | Nov 7, 2020 | Common Stock | 1,999 | 0 | D |
| Employee Stock Option (right to buy)F6 | $60.97 | Nov 2, 2018 | M | 1,001 | D | — | Nov 10, 2021 | Common Stock | 1,001 | 108,999 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $85.47 per share to $86.36 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.44 per share to $87.43 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2018.
- F5This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
- F6This stock option was originally scheduled to vest in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.