SEC Form 4 · accession 0001209191-18-054449
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Director
Period of report
Oct 5, 2018
Accepted (ET)
Oct 5, 2018 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2018 | M | 5,500 | $25.25 | A | 147,752 | D | |
| Common StockF2 | Oct 5, 2018 | S | 5,500 | $90.48 | D | 142,252 | D | |
| Common StockF3 | holding | — | — | — | 19,943 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $25.25 | Oct 5, 2018 | M | 5,500 | D | — | Nov 7, 2020 | Common Stock | 5,500 | 4,999 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $90.01 per share to $90.82 per share.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 9/30/2018.
- F4This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.