SEC Form 4 · accession 0001209191-18-049128
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kris Sennesael
Officer — SVP & Chief Financial Officer
Period of report
Aug 29, 2018
Accepted (ET)
Aug 31, 2018 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 29, 2018 | M | 6,250 | — | A | 14,233 | D | |
| Common StockF3 | Aug 29, 2018 | F | 2,162 | $93.02 | D | 12,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Aug 29, 2018 | M | 6,250 | D | — | — | Common Stock | 6,250 | 12,500 | D |
Explanation of responses
- F1Restricted stock units convert into shares of common stock on a one-for-one basis.
- F2This total includes 240 shares purchased on 1/31/2018 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F3Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- F4The restricted stock units vest in four (4) equal installments, beginning on 8/29/2017 and ending on 8/29/2020.