SEC Form 4 · accession 0001209191-18-024872
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Gammel
Officer — Chief Technology Officer
Period of report
Apr 12, 2018
Accepted (ET)
Apr 13, 2018 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 12, 2018 | M | 9,000 | $60.97 | A | 21,420 | D | |
| Common StockF2 | Apr 12, 2018 | S | 2,400 | $98.77 | D | 19,020 | D | |
| Common StockF3 | Apr 12, 2018 | S | 6,600 | $99.34 | D | 12,420 | D | |
| Common StockF4 | holding | — | — | — | 1,312 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $60.97 | Apr 12, 2018 | M | 9,000 | D | — | Nov 10, 2021 | Common Stock | 9,000 | 4,500 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/23/2017.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $98.52 per share to $98.90 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $98.91 per share to $99.90 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 3/31/2018.
- F5This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.