SEC Form 4 · accession 0001209191-18-020407
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Gammel
Officer — Chief Technology Officer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 16, 2018 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | M | 6,250 | $25.25 | A | 18,670 | D | |
| Common StockF2 | Mar 15, 2018 | S | 1,679 | $110.79 | D | 16,991 | D | |
| Common StockF3 | Mar 15, 2018 | S | 4,571 | $111.37 | D | 12,420 | D | |
| Common Stock | Mar 15, 2018 | M | 4,500 | $60.97 | A | 16,920 | D | |
| Common StockF4 | Mar 15, 2018 | S | 1,100 | $110.76 | D | 15,820 | D | |
| Common StockF5 | Mar 15, 2018 | S | 3,400 | $111.34 | D | 12,420 | D | |
| Common StockF6 | holding | — | — | — | 1,310 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $25.25 | Mar 15, 2018 | M | 6,250 | D | — | Nov 7, 2020 | Common Stock | 6,250 | 0 | D |
| Employee Stock Option (right to buy)F8 | $60.97 | Mar 15, 2018 | M | 4,500 | D | — | Nov 10, 2021 | Common Stock | 4,500 | 13,500 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/23/2017.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.57 per share to $110.93 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $111.00 per share to $111.97 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.57 per share to $110.91 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.98 per share to $111.96 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 2/28/2018.
- F7This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
- F8This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.