SEC Form 4 · accession 0001209191-18-018623
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 9, 2018 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 25,000 | $25.25 | A | 177,252 | D | |
| Common StockF1 | Mar 9, 2018 | S | 25,000 | $113.04 | D | 152,252 | D | |
| Common StockF1 | Mar 9, 2018 | S | 10,000 | $113.02 | D | 142,252 | D | |
| Common StockF2 | holding | — | — | — | 19,713 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $25.25 | Mar 9, 2018 | M | 25,000 | D | — | Nov 7, 2020 | Common Stock | 25,000 | 53,499 | D |
Explanation of responses
- F1The price reflects the average selling price of the shares sold. Actual sale prices ranged from $113.00 per share to $113.35 per share.
- F2This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 2/28/2018.
- F3This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.