SEC Form 4 · accession 0001209191-18-012712
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2018 | M | 20,000 | $25.25 | A | 182,252 | D | |
| Common Stock | Feb 20, 2018 | S | 20,000 | $106.00 | D | 162,252 | D | |
| Common Stock | Feb 20, 2018 | S | 10,000 | $106.00 | D | 152,252 | D | |
| Common StockF2 | holding | — | — | — | 19,693 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $25.25 | Feb 20, 2018 | M | 20,000 | D | — | Nov 7, 2020 | Common Stock | 20,000 | 78,499 | D |
Explanation of responses
- F1This total includes 194 shares purchased on 1/31/2018 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F2This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 1/31/2018.
- F3This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.