SEC Form 4 · accession 0001209191-18-011064
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Gammel
Officer — Chief Technology Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 15, 2018 | M | 12,500 | $25.25 | A | 24,920 | D | |
| Common StockF3 | Feb 15, 2018 | S | 700 | $102.72 | D | 24,220 | D | |
| Common StockF4 | Feb 15, 2018 | S | 5,500 | $103.67 | D | 18,720 | D | |
| Common StockF5 | Feb 15, 2018 | S | 6,300 | $104.36 | D | 12,420 | D | |
| Common StockF6 | holding | — | — | — | 1,308 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $25.25 | Feb 15, 2018 | M | 12,500 | D | — | Nov 7, 2020 | Common Stock | 12,500 | 6,250 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/23/2017.
- F2This total includes 240 shares purchased on 1/31/2018 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $102.38 per share to $102.80 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $103.06 per share to $103.98 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $103.99 per share to $104.98 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 1/31/2018.
- F7This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.