SEC Form 4 · accession 0001209191-18-004649
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Gammel
Officer — Chief Technology Officer
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2018 | M | 500 | $24.32 | A | 12,680 | D | |
| Common StockF2 | Jan 17, 2018 | S | 500 | $100.60 | D | 12,180 | D | |
| Common Stock | Jan 17, 2018 | M | 2,500 | $19.08 | A | 14,680 | D | |
| Common StockF2 | Jan 17, 2018 | S | 2,500 | $100.60 | D | 12,180 | D | |
| Common Stock | Jan 17, 2018 | M | 4,800 | $20.02 | A | 16,980 | D | |
| Common StockF2 | Jan 17, 2018 | S | 4,800 | $100.60 | D | 12,180 | D | |
| Common StockF3 | holding | — | — | — | 1,308 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $24.32 | Jan 17, 2018 | M | 500 | D | — | Jun 10, 2018 | Common Stock | 500 | 0 | D |
| Employee Stock Option (right to buy)F5 | $19.08 | Jan 17, 2018 | M | 2,500 | D | — | Nov 10, 2018 | Common Stock | 2,500 | 0 | D |
| Employee Stock Option (right to buy)F6 | $20.02 | Jan 17, 2018 | M | 4,800 | D | — | Nov 8, 2019 | Common Stock | 4,800 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/23/2017.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $100.32 per share to $100.85 per share.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 12/31/2017.
- F4This stock option vested in four (4) equal installments, beginning on 6/10/2012 and ending on 6/10/2015.
- F5This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ended on 11/10/2015.
- F6This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.