SEC Form 4 · accession 0001209191-17-062477
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 24, 2017 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 16,250 | $25.25 | A | 65,397 | D | |
| Common StockF2 | Nov 22, 2017 | S | 2,650 | $109.11 | D | 62,747 | D | |
| Common StockF3 | Nov 22, 2017 | S | 13,600 | $109.60 | D | 49,147 | D | |
| Common StockF4 | holding | — | — | — | 11,702 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $25.25 | Nov 22, 2017 | M | 16,250 | D | — | Nov 7, 2020 | Common Stock | 16,250 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $109.04 per share to $109.19 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $109.22 per share to $110.21 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2017.
- F5This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.