SEC Form 4 · accession 0001209191-17-060746
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Terry
Officer — SVP, Gen. Counsel & Secretary
Period of report
Nov 9, 2017
Accepted (ET)
Nov 14, 2017 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2017 | A | 260 | $0.00 | A | 2,243 | D | |
| Common StockF3 | Nov 9, 2017 | F | 98 | $111.12 | D | 2,145 | D | |
| Common StockF4 | Nov 9, 2017 | A | 3,952 | $0.00 | A | 6,097 | D | |
| Common StockF3 | Nov 9, 2017 | F | 1,486 | $111.12 | D | 4,611 | D | |
| Common StockF5 | Nov 10, 2017 | A | 5,250 | $0.00 | A | 9,861 | D | |
| Common StockF3 | Nov 10, 2017 | F | 2,158 | $110.41 | D | 7,703 | D | |
| Common StockF6 | Nov 10, 2017 | M | 659 | — | A | 8,362 | D | |
| Common StockF3 | Nov 10, 2017 | F | 344 | $110.41 | D | 8,018 | D | |
| Common Stock | Nov 13, 2017 | M | 2,500 | $25.25 | A | 10,518 | D | |
| Common StockF7 | Nov 13, 2017 | S | 2,500 | $110.32 | D | 8,018 | D | |
| Common Stock | Nov 13, 2017 | M | 1,750 | $60.97 | A | 9,768 | D | |
| Common StockF7 | Nov 13, 2017 | S | 1,750 | $110.32 | D | 8,018 | D | |
| Common Stock | Nov 13, 2017 | M | 1,483 | $84.89 | A | 9,501 | D | |
| Common StockF7 | Nov 13, 2017 | S | 1,483 | $110.32 | D | 8,018 | D | |
| Common Stock | Nov 13, 2017 | M | 2,253 | $75.91 | A | 10,271 | D | |
| Common StockF7 | Nov 13, 2017 | S | 2,253 | $110.32 | D | 8,018 | D | |
| Common StockF8 | holding | — | — | — | 2,629 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F9 | — | Nov 10, 2017 | M | 659 | D | — | — | Common Stock | 659 | 1,975 | D |
| Employee Stock Option (right to buy)F10 | $25.25 | Nov 13, 2017 | M | 2,500 | D | — | Nov 7, 2020 | Common Stock | 2,500 | 0 | D |
| Employee Stock Option (right to buy)F11 | $60.97 | Nov 13, 2017 | M | 1,750 | D | — | Nov 10, 2021 | Common Stock | 1,750 | 1,750 | D |
| Employee Stock Option (right to buy)F12 | $84.89 | Nov 13, 2017 | M | 1,483 | D | — | Nov 9, 2022 | Common Stock | 1,483 | 2,966 | D |
| Employee Stock Option (right to buy)F13 | $75.91 | Nov 13, 2017 | M | 2,253 | D | — | Nov 10, 2023 | Common Stock | 2,253 | 6,757 | D |
Explanation of responses
- F1Represents 260 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.
- F10This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
- F11This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.
- F12This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.
- F13This stock option vests in four (4) equal intallments, beginning on 11/10/2017 and ending on 11/10/2020.
- F2This total includes 72 shares purchased on 7/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F3Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- F4Represents 3,952 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
- F5Represents 5,250 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.
- F6Restricted stock units convert into shares of common stock on a one-for-one basis.
- F7The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.31 per share to $110.35 per share.
- F8This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2017.
- F9The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.