SEC Form 4 · accession 0001209191-17-060740
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 14, 2017 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2017 | A | 4,612 | $0.00 | A | 133,696 | D | |
| Common StockF2 | Nov 9, 2017 | F | 2,180 | $111.12 | D | 131,516 | D | |
| Common StockF3 | Nov 9, 2017 | A | 20,860 | $0.00 | A | 152,376 | D | |
| Common StockF2 | Nov 9, 2017 | F | 9,857 | $111.12 | D | 142,519 | D | |
| Common StockF4 | Nov 9, 2017 | M | 3,477 | — | A | 145,996 | D | |
| Common StockF2 | Nov 9, 2017 | F | 1,643 | $111.12 | D | 144,353 | D | |
| Common StockF5 | Nov 10, 2017 | A | 62,000 | $0.00 | A | 206,353 | D | |
| Common StockF2 | Nov 10, 2017 | F | 29,295 | $110.41 | D | 177,058 | D | |
| Common StockF6 | holding | — | — | — | 19,555 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F7 | — | Nov 9, 2017 | M | 3,477 | D | — | — | Common Stock | 3,477 | 10,429 | D |
Explanation of responses
- F1Represents 4,612 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.
- F2Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- F3Represents 20,860 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
- F4Restricted stock units convert into shares of common stock on a one-for-one basis.
- F5Represents 62,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2017.
- F7The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.