SEC Form 4 · accession 0001209191-17-056001
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2017 | M | 10,750 | $84.89 | A | 61,158 | D | |
| Common StockF2 | Oct 2, 2017 | S | 10,750 | $102.18 | D | 50,408 | D | |
| Common StockF3 | Oct 2, 2017 | S | 3,108 | $102.16 | D | 47,300 | D | |
| Common StockF4 | holding | — | — | — | 11,726 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $84.89 | Oct 2, 2017 | M | 10,750 | D | — | Nov 9, 2022 | Common Stock | 10,750 | 32,250 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.68 per share to $102.35 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.73 per share to $102.49 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 9/30/2017.
- F5This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.