SEC Form 4 · accession 0001209191-17-032188
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | M | 6,500 | — | A | 64,466 | D | |
| Common Stock | May 11, 2017 | F | 3,392 | $102.61 | D | 61,074 | D | |
| Common Stock | May 11, 2017 | M | 18,250 | $64.59 | A | 79,324 | D | |
| Common StockF3 | May 11, 2017 | S | 5,300 | $101.57 | D | 74,024 | D | |
| Common StockF4 | May 11, 2017 | S | 12,950 | $102.01 | D | 61,074 | D | |
| Common StockF5 | holding | — | — | — | 11,665 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | May 11, 2017 | M | 6,500 | D | — | — | Common Stock | 6,500 | 19,500 | D |
| Employee Stock Option (Right to Buy)F7 | $64.59 | May 11, 2017 | M | 18,250 | D | — | May 11, 2023 | Common Stock | 18,250 | 54,750 | D |
Explanation of responses
- F1Restricted stock units convert into shares of common stock on a one-for-one basis.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/10/2017.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.50 per share to $101.63 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.64 per share to $102.63 per share.
- F5This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 4/30/2017.
- F6The restricted stock units vest in four (4) equal installments, beginning on 5/11/2017 and ending on 5/11/2020.
- F7This stock option vests in four (4) equal installments, beginning on 5/11/2017 and ending on 5/11/2020.