SEC Form 4 · accession 0001209191-17-030671
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | M | 25,000 | $20.02 | A | 191,731 | D | |
| Common Stock | May 4, 2017 | S | 25,000 | $102.00 | D | 166,731 | D | |
| Common Stock | May 4, 2017 | S | 22,475 | $102.00 | D | 144,256 | D | |
| Common StockF1 | holding | — | — | — | 19,493 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $20.02 | May 4, 2017 | M | 25,000 | D | — | Nov 8, 2019 | Common Stock | 25,000 | 7,784 | D |
Explanation of responses
- F1This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 4/30/2017.
- F2This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.