SEC Form 4 · accession 0001209191-17-029809
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Terry
Officer — VP, General Counsel &Secretary
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 1, 2017 | M | 1,750 | $60.97 | A | 3,661 | D | |
| Common Stock | May 1, 2017 | S | 100 | $99.67 | D | 3,561 | D | |
| Common StockF3 | May 1, 2017 | S | 1,650 | $100.29 | D | 1,911 | D | |
| Common Stock | May 1, 2017 | M | 1,483 | $84.89 | A | 3,394 | D | |
| Common Stock | May 1, 2017 | S | 1,483 | $100.26 | D | 1,911 | D | |
| Common StockF4 | holding | — | — | — | 2,567 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $60.97 | May 1, 2017 | M | 1,750 | D | — | Nov 10, 2021 | Common Stock | 1,750 | 3,500 | D |
| Employee Stock Option (right to buy)F6 | $84.89 | May 1, 2017 | M | 1,483 | D | — | Nov 9, 2022 | Common Stock | 1,483 | 4,449 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/14/2017.
- F2This total includes 276 shares purchased on 1/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $99.76 per share to $100.72 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 4/30/2017.
- F5This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.
- F6This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.