SEC Form 4 · accession 0001209191-17-029808
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 21,000 | $60.97 | A | 74,782 | D | |
| Common StockF2 | May 1, 2017 | S | 1,500 | $99.69 | D | 73,282 | D | |
| Common StockF3 | May 1, 2017 | S | 19,500 | $100.29 | D | 53,782 | D | |
| Common StockF4 | holding | — | — | — | 11,665 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $60.97 | May 1, 2017 | M | 21,000 | D | — | Nov 10, 2021 | Common Stock | 21,000 | 21,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/10/2017.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $99.59 per share to $99.80 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $99.81 per share to $100.80 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 4/30/2017.
- F5This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.