SEC Form 4 · accession 0001209191-17-009751
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2017 | M | 30,000 | $20.02 | A | 221,731 | D | |
| Common StockF2 | Feb 8, 2017 | S | 30,000 | $91.27 | D | 191,731 | D | |
| Common StockF2 | Feb 8, 2017 | S | 25,000 | $91.23 | D | 166,731 | D | |
| Common StockF3 | holding | — | — | — | 19,529 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $20.02 | Feb 8, 2017 | M | 30,000 | D | — | Nov 8, 2019 | Common Stock | 30,000 | 32,784 | D |
Explanation of responses
- F1This total includes 71 shares purchased on 1/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $91.00 per share to $91.56 per share.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 1/31/2017.
- F4This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.