SEC Form 4 · accession 0001209191-17-006868
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A Gasparini
Officer — VP, Human Resources
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 30, 2017 | M | 1,150 | $20.02 | A | 10,790 | D | |
| Common Stock | Jan 30, 2017 | S | 1,150 | $91.43 | D | 9,640 | D | |
| Common Stock | Jan 30, 2017 | M | 2,300 | $25.25 | A | 11,940 | D | |
| Common Stock | Jan 30, 2017 | S | 2,300 | $91.43 | D | 9,640 | D | |
| Common StockF3 | holding | — | — | — | 446 | I | By spouse | |
| Common StockF4 | holding | — | — | — | 790 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $20.02 | Jan 30, 2017 | M | 1,150 | D | — | Nov 8, 2019 | Common Stock | 1,150 | 0 | D |
| Employee Stock Option (right to buy)F6 | $25.25 | Jan 30, 2017 | M | 2,300 | D | — | Nov 7, 2020 | Common Stock | 2,300 | 1,150 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12/15/2016.
- F2This total includes 59 shares purchased on 1/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F3This total represents the number of shares of common stock held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 1/31/2017.
- F5This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.
- F6This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.