SEC Form 4 · accession 0001209191-16-154541
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 9, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 16,250 | $25.25 | A | 70,032 | D | |
| Common Stock | Dec 9, 2016 | S | 16,250 | $80.60 | D | 53,782 | D | |
| Common StockF2 | holding | — | — | — | 11,683 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $25.25 | Dec 9, 2016 | M | 16,250 | D | — | Nov 7, 2020 | Common Stock | 16,250 | 32,500 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2016.
- F2This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 11/30/2016.
- F3This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.