SEC Form 4 · accession 0001209191-16-152554
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce J Freyman
Officer — EVP, Worldwide Operations
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | M | 8,000 | $25.25 | A | 31,626 | D | |
| Common Stock | Nov 28, 2016 | M | 5,500 | $60.97 | A | 37,126 | D | |
| Common StockF2 | Nov 28, 2016 | S | 883 | $75.92 | D | 36,243 | D | |
| Common StockF3 | Nov 28, 2016 | S | 12,617 | $76.97 | D | 23,626 | D | |
| Common StockF4 | Nov 28, 2016 | S | 200 | $75.96 | D | 23,426 | D | |
| Common StockF5 | Nov 28, 2016 | S | 5,300 | $76.95 | D | 18,126 | D | |
| Common StockF6 | holding | — | — | — | 841 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $25.25 | Nov 28, 2016 | M | 8,000 | D | — | Nov 7, 2020 | Common Stock | 8,000 | 8,000 | D |
| Employee Stock Option (right to buy)F8 | $60.97 | Nov 28, 2016 | M | 5,500 | D | — | Nov 10, 2021 | Common Stock | 5,500 | 11,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/2/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.82 per share to $76.00 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $76.26 per share to $77.23 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.91 per share to $76.00 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $76.27 per share to $77.19 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2016.
- F7This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
- F8This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.