SEC Form 4 · accession 0001209191-16-152051
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 12,500 | $19.08 | A | 66,282 | D | |
| Common Stock | Nov 22, 2016 | S | 12,500 | $80.00 | D | 53,782 | D | |
| Common Stock | Nov 22, 2016 | M | 15,000 | $20.02 | A | 68,782 | D | |
| Common Stock | Nov 22, 2016 | S | 15,000 | $80.00 | D | 53,782 | D | |
| Common StockF2 | holding | — | — | — | 11,642 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $19.08 | Nov 22, 2016 | M | 12,500 | D | — | Nov 10, 2018 | Common Stock | 12,500 | 0 | D |
| Employee Stock Option (right to buy)F4 | $20.02 | Nov 22, 2016 | M | 15,000 | D | — | Nov 8, 2019 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2016.
- F2This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2016.
- F3This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.
- F4This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.