SEC Form 4 · accession 0001209191-16-150717
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce J Freyman
Officer — EVP, Worldwide Operations
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 9,000 | $20.02 | A | 41,493 | D | |
| Common Stock | Nov 14, 2016 | S | 300 | $73.68 | D | 41,193 | D | |
| Common StockF2 | Nov 14, 2016 | S | 8,700 | $74.35 | D | 32,493 | D | |
| Common StockF3 | holding | — | — | — | 841 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $20.02 | Nov 14, 2016 | M | 9,000 | D | — | Nov 8, 2019 | Common Stock | 9,000 | 9,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/2/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.80 per share to $74.79 per share.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2016.
- F4This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.