SEC Form 4 · accession 0001209191-16-145743
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce J Freyman
Officer — EVP, Worldwide Operations
Period of report
Oct 10, 2016
Accepted (ET)
Oct 12, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2016 | M | 11,250 | $19.08 | A | 41,675 | D | |
| Common Stock | Oct 10, 2016 | S | 11,250 | $80.00 | D | 30,425 | D | |
| Common Stock | Oct 10, 2016 | M | 8,000 | $25.25 | A | 38,425 | D | |
| Common Stock | Oct 10, 2016 | S | 8,000 | $80.00 | D | 30,425 | D | |
| Common Stock | Oct 10, 2016 | M | 5,500 | $60.97 | A | 35,925 | D | |
| Common Stock | Oct 10, 2016 | S | 5,500 | $80.00 | D | 30,425 | D | |
| Common Stock | Oct 10, 2016 | S | 11,522 | $80.00 | D | 18,903 | D | |
| Common StockF2 | holding | — | — | — | 841 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $19.08 | Oct 10, 2016 | M | 11,250 | D | — | Nov 10, 2018 | Common Stock | 11,250 | 0 | D |
| Employee Stock Option (right to buy)F4 | $25.25 | Oct 10, 2016 | M | 8,000 | D | — | Nov 7, 2020 | Common Stock | 8,000 | 16,000 | D |
| Employee Stock Option (right to buy)F5 | $60.97 | Oct 10, 2016 | M | 5,500 | D | — | Nov 10, 2021 | Common Stock | 5,500 | 16,500 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F2This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 9/30/2016.
- F3This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.
- F4This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
- F5This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.