SEC Form 4 · accession 0001209191-16-145309
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark V B Tremallo
Officer — VP, General Counsel &Secretary
Period of report
Oct 4, 2016
Accepted (ET)
Oct 6, 2016 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 4, 2016 | M | 4,850 | $20.02 | A | 14,998 | D | |
| Common Stock | Oct 4, 2016 | M | 7,750 | $25.25 | A | 22,748 | D | |
| Common StockF2 | Oct 4, 2016 | S | 1,300 | $75.50 | D | 21,448 | D | |
| Common StockF3 | Oct 4, 2016 | S | 11,300 | $76.51 | D | 10,148 | D | |
| Common Stock | Oct 4, 2016 | M | 4,500 | $60.97 | A | 14,648 | D | |
| Common StockF4 | Oct 4, 2016 | S | 500 | $75.49 | D | 14,148 | D | |
| Common StockF5 | Oct 4, 2016 | S | 4,000 | $76.50 | D | 10,148 | D | |
| Common StockF6 | holding | — | — | — | 1,569 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $20.02 | Oct 4, 2016 | M | 4,850 | D | — | Nov 8, 2019 | Common Stock | 4,850 | 5,500 | D |
| Employee Stock Option (right to buy)F8 | $25.25 | Oct 4, 2016 | M | 7,750 | D | — | Nov 7, 2020 | Common Stock | 7,750 | 11,000 | D |
| Employee Stock Option (right to buy)F9 | $60.97 | Oct 4, 2016 | M | 4,500 | D | — | Nov 10, 2021 | Common Stock | 4,500 | 13,500 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/2/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.40 per share to $75.75 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.88 per share to $76.76 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.40 per share to $75.69 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.88 per share to $76.79 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 9/30/2016.
- F7This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.
- F8This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
- F9This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.